Governance, Risk & Compliance Advisory
- Governance framework development
- Board evaluations & oversight reviews
- Compliance monitoring programmes
- Policy & procedure drafting
- Internal compliance audits & effectiveness reviews
Anti-Money Laundering (AML) & Financial Crime Compliance
- AML/CFT framework design
- CDD, KYC/KYB & Enhanced Due Diligence
- Firm-Wide Risk Assessment (FWRA)
- Sanctions screening & escalation processes
- Transaction monitoring frameworks
- Suspicious Activity Reporting (SAR) support
- Financial-crime control testing & audits
- AML health checks for regulated and professional firms
MLRO / Compliance Officer as a Service
- Outsourced MLRO or Nominated Officer
- Interim or part-time Compliance Officer
- Deputy MLRO support
- FCA/HMRC regulatory reporting
- Liaison with FCA, HMRC, DFSA, SAMA, CBUAE & other regulators
- Monthly or quarterly compliance support packages
Regulatory Licensing & Authorisation Support
- FCA/PRA applications (EMI, PSP, FinTech, Investment, Credit)
- Regulatory readiness assessments
- Regulatory business plan development
- AML/financial-crime frameworks for licensing
- Governance & operational readiness documentation
- Cross-border licensing (UK, Middle East, Africa)
Board & C-Suite Training
- Governance & regulatory responsibilities
- SM&CR leadership training
- AML/financial-crime oversight
- Conduct risk, culture & accountability
- Operational resilience & enterprise-risk workshops
Staff Training & Capability Development
- AML/CDD/KYC training
- Sanctions awareness
- Fraud, bribery & corruption training
- Compliance fundamentals for operational staff
- Bespoke training tailored to your organisation